E1 Asset Management collects nonpublic, personal information about you from the following sources:

• Information we receive from you on applications and other forms, such as your name, address, financial information and banking information.

• Information about your transactions with us, our affiliates, or others; including your account balance, payment history, parties to transactions, and the movement of assets.

E1 Asset Management does not disclose any nonpublic personal information about our customers or former customers to anyone, except as permitted by law.

E1 Asset Management restricts access to nonpublic information about you to those employees who need to know that information to provide products or services to you. We maintain physical, electronic and procedural safeguards to guard your nonpublic personal information.