CONTACT US Global Investment

 HEADQUARTERS:
     E1 Asset Management, Inc.
     44 Wall Street, Ninth Floor
     New York, New York 10005

     Int'l Tel:  001-212-425-2670
     USA Tel: 1-888-391-2670


 WASHINGTON DC:
     1101 Pennsylvania Avenue
     North West, Sixth Floor
     Washington, DC 20004

     Tel: 202-756-4582


 MIAMI, FLA:
     9350 South Dixie Highway
     Suite 1580
     Miami, FL 33156

     Tel: 786-398-4251


 PENNSYLVANIA:
     11 Sugar Maple Rd.
     Clifford Twp, PA 18407

     Tel: 570-280-5062


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       BUSINESS CONTINUITY AND CONTINGENCY PLANS


In accordance with recent regulations enacted by the Financial Industry Regulatory Authority, E1 Asset Management, Inc. has developed a comprehensive business continuity and contingency plan. While we certainly hope we will never have to put this plan into effect, we have made comprehensive policies to ensure we will continue to be able to provide our customers with access to their funds and securities in the event of a business disruption.

E1 Asset Management will make every effort to inform our customers of the company's status as soon as possible following a major business disruption. If able, we will update our website with our current status and instructions for our customers, as well as the main voice mail greeting at the headquarters. We will also attempt to monitor, and respond to, customer emails from outside of the office.

In the event of a city-wide disruption, we will seek to relocate our company to an unaffected area and restore normal business operations as soon as possible. Customers may also contact our clearing firm, Legent Clearing LLC., in the event they are unable to contact us, for access to their funds and securities.

E1 is a member SIPC. In the event of firm failure which leaves E1 owing funds and securities to customers, SIPC will aid customers in return of their assets. Visit www.sipc.org for more information.

Please be advised that due to the unpredictable nature of events, this document is only a general guideline. You are strongly encouraged to maintain this document and the enclosed contact information in a safe place in the event you are unable to reach your representative. We may revise this plan at any time to better address possible events. An updated plan will be available at our website, http://www.e1am.com. You may also request a copy of the plan by calling (212)440-2042, or sending an email to operations@e1am.com.

 


ABOUT LEGENT CLEARING LLC'S CONTINUITY

You may view Legent Clearings's Business Continuity plan here http://www.legentclearing.com/continuity.php

In the event you are unable to reach us at any of the above numbers, you may call Legent at 800-811-3487 or 402-384-6101. This number should only be used in the event you are unable to reach ourselves. Please note Legent will only provide assistance in accessing your funds and securities, and will not execute any purchases, render investment advice, or anything of similar nature.




 
       IMPORTANT CONTACT INFO


Please save these details in the event of business disruption.

E1 ASSET MANAGEMENT, INC.

 HEADQUARTERS OFFICE

44 Wall Street, 9th Floor
New York NY 10005
Main Number: 212-425-2670


Alternate Number: 212-440-2040
In the event of business disruption, a recorded message will be available on this number informing clients of our current status.
Fax Number: 212-425-2676

 DC OFFICE

1101 Pennsylvania Ave NW
6th Floor
Washington DC 20004
Phone: (202)756-4582
Fax: (202)756-7323


 MIAMI OFFICE

9350 South Dixie Highway
Suite 1580
Miami, Florida 33156
Phone: (786)398-4251

 OUR WEBSITE

http://www.e1am.com
In the event of business disruption, the main page will be updated with a message informing clients of our status as soon as possible.

 GENERAL EMAIL

operations@e1am.com
This email will be monitored from outside the office if we are unable to access either of our locations. Requests and inquiries will be responded to as soon as able.

 
 

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